17 Psychodynamic Theories of Behavioural and Social Development

Psychodynamic Theory

The Psychodynamic Perspective: A Focus on the Inner Person

Freud and Psychoanalysis

Freud photograph. He has a stern look on his face, a short, white beard, and a cigar in his hand.
Figure 3. Sigmund Freud.

We begin with Sigmund Freud, one of the most well-known pioneers and early founders of psychology who has been a very influential figure in the area of development. His psychodynamic perspective of development and psychopathology dominated the field of psychiatry until the growth of behaviorism in the 1930s and beyond. His assumptions that personality forms during the first few years of life and that the ways in which parents or other caregivers interact with children have a long-lasting impact on children’s emotional states have guided parents, educators, clinicians, and policy-makers for many years. We have only recently begun to recognize that early childhood experiences do not always result in certain personality traits or emotional states. There is a growing body of literature addressing resiliency in children who come from harsh backgrounds and yet develop without damaging emotional scars (O’Grady and Metz, 1987). Freud stimulated an enormous amount of research and generated many ideas. Agreeing with Freud’s theory in its entirety is hardly necessary for appreciating the contribution he has made to the field of development.

Background

Sigmund Freud (1856-1939) was a Viennese doctor who was trained in neurology and asked to work with patients suffering from hysteria, a conditioned marked my uncontrollable emotional outbursts, fears, and anxiety that had puzzled physicians for centuries. He was also asked to work with women who suffered from physical symptoms and forms of paralysis which had no organic causes. During that time, many people believed that certain individuals were genetically inferior and thus more susceptible to mental illness. Women were thought to be genetically inferior and thus prone to illnesses such as hysteria, which had previously been attributed to a detached womb traveling around in the body (the word “hyster” means “uterus” in Greek).

However, after World War I, many soldiers came home with problems similar to hysteria. This called into questions the idea of genetic inferiority as a cause of mental illness. Freud began working with hysterical patients and discovered that when they began to talk about some of their life experiences, particularly those that took place in early childhood, their symptoms disappeared. This led him to suggest the first purely psychological explanation for physical problems and mental illness. What he proposed was that unconscious motives, desires, fears, and anxieties drive our actions. When upsetting memories or thoughts begin to find their way into our consciousness, we develop defenses to shield us from these painful realities, called defense mechanisms. Freud believed that many mental illnesses are a result of a person’s inability to accept reality.

Freud emphasized the importance of early childhood experiences in shaping our personality and behavior. In our natural state, we are biological beings. We are driven primarily by instincts. During childhood, however, we begin to become social beings as we learn how to manage our instincts and transform them into socially acceptable behaviors. The type of parenting the child receives has a very powerful impact on the child’s personality development. We will explore this idea further in our discussion of psychosexual development, but first, we must identify the parts of the “self” in Freud’s model, or in other words, what constitutes a person’s personality and makes us who we are.

Theory of Personality/Self

Picture of an iceberg showing the id fully under the water, with the ego mostly sticking out of the water, and the superego also largely underwater, with a portion above water. Underwater is unconscious territory, while above water is conscious.
Figure 4. According to Freud’s model of the psyche, the id is the primitive and instinctual part of the mind that contains sexual and aggressive drives and hidden memories, the superego operates as a moral conscience, and the ego is the realistic part that mediates between the desires of the id and the superego.

As adults, our personality or self consists of three main parts: the id, the ego, and the superego. The id, the basic, primal part of the personality, is the part of the self with which we are born. It consists of the biologically-driven self and includes our instincts and drives. It is the part of us that wants immediate gratification. Later in life, it comes to house our deepest, often unacceptable desires, such as sex and aggression. It operates under the pleasure principle which means that the criteria for determining whether something is good or bad is whether it feels good or bad. An infant is all id.

Next, the ego begins to develop during the first three years of a child’s life. Finally, the superego. The superegothe last component of personality to develop, starts to emerge around the age of five when a child interacts more and more with others, learning the social rules for right and wrong. The superego acts as our conscience; it is our moral compass that tells us how we should behave. It strives for perfection and judges our behavior, leading to feelings of pride or—when we fall short of the ideal—feelings of guilt.

In contrast to the instinctual id and the rule-based superego, the ego is the rational part of our personality. It’s what Freud considered to be the self, and it is the part of our personality that is seen by others. Its job is to balance the demands of the id and superego in the context of reality; thus, it operates on what Freud called the “reality principle.” The ego helps the id satisfy its desires in a realistic way.

The id and superego are in constant conflict because the id wants instant gratification regardless of the consequences, but the superego tells us that we must behave in socially acceptable ways. Thus, the ego’s job is to find the middle ground. It helps satisfy the id’s desires in a rational way that will not lead us to feelings of guilt. According to Freud, a person who has a strong ego, which can balance the demands of the id and the superego, has a healthy personality. Freud maintained that imbalances in the system can lead to neurosis (a tendency to experience negative emotions), anxiety disorders, or unhealthy behaviors. For example, a person who is dominated by their id might be narcissistic and impulsive. A person with a dominant superego might be controlled by feelings of guilt and deny themselves even socially acceptable pleasures; conversely, if the superego is weak or absent, a person might become a psychopath. An overly dominant superego might be seen in an over-controlled individual whose rational grasp on reality is so strong that they are unaware of their emotional needs, or, in a neurotic who is overly defensive (overusing ego defense mechanisms).

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Theory of Psychosexual Development

Freud believed that personality develops during early childhood and that childhood experiences shape our personalities as well as our behavior as adults. He asserted that we develop via a series of stages during childhood. Each of us must pass through these childhood stages, and if we do not have the proper nurturing and parenting during a stage, we will be stuck, or fixated, in that stage even as adults.

In each psychosexual stage of development, the child’s pleasure-seeking urges, coming from the id, are focused on a different area of the body, called an erogenous zone. The stages are oral, anal, phallic, latency, and genital (Table 1).

Table 1. Freud’s Stages of Psychosexual Development
Stage Age (years) Erogenous Zone Major Conflict Adult Fixation Example
Oral 0–1 Mouth Weaning off breast or bottle Smoking, overeating
Anal 1–3 Anus Toilet training Neatness, messiness
Phallic 3–6 Genitals Oedipus/Electra complex Vanity, overambition
Latency 6–12 None None None
Genital 12+ Genitals None None

For about the first year of life, the infant is in the oral stage of psychosexual development. The infant meets needs primarily through oral gratification. A baby wishes to suck or chew on any object that comes close to the mouth. Babies explore the world through the mouth and find comfort and stimulation as well. Psychologically, the infant is all id. The infant seeks immediate gratification of needs such as comfort, warmth, food, and stimulation. If the caregiver meets oral needs consistently, the child will move away from this stage and progress further. However, if the caregiver is inconsistent or neglectful, the person may stay stuck in the oral stage. As an adult, the person might not feel good unless involved in some oral activity such as eating, drinking, smoking, nail-biting, or compulsive talking. These actions bring comfort and security when the person feels insecure, afraid, or bored.

During the anal stage, which coincides with toddlerhood and potty-training, the child is taught that some urges must be contained and some actions postponed. There are rules about certain functions and when and where they are to be carried out. The child is learning a sense of self-control. The ego is being developed. If the caregiver is extremely controlling about potty training (stands over the child waiting for the smallest indication that the child might need to go to the potty and immediately scoops the child up and places him on the potty chair, for example), the child may grow up fearing losing control. He may become fixated in this stage or “anally retentive”—fearful of letting go. Such a person might be extremely neat and clean, organized, reliable, and controlling of others. If the caregiver neglects to teach the child to control urges, he may grow up to be “anal expulsive” or an adult who is messy, irresponsible, and disorganized.

The phallic stage occurs during the preschool years (ages 3-5) when the child has a new biological challenge to face. The child will experience the Oedipus complex which refers to a child’s unconscious sexual desire for the opposite-sex parent and hatred for the same-sex parent. For example, boys experiencing the Oedipus complex will unconsciously want to replace their father as a companion to their mother but then realize that the father is much more powerful. For a while, the boy fears that if he pursues his mother, his father may castrate him (castration anxiety). So rather than risk losing his penis, he gives up his affections for his mother and instead learns to become more like his father, imitating his actions and mannerisms, thereby learning the role of males in his society. From this experience, the boy learns a sense of masculinity. He also learns what society thinks he should do and experiences guilt if he does not comply. In this way, the superego develops. If he does not resolve this successfully, he may become a “phallic male” or a man who constantly tries to prove his masculinity (about which he is insecure), by seducing women and beating up men.

Girls experience a comparable conflict in the phallic stage—the Electra complex. The Electra complex, while often attributed to Freud, was actually proposed by Freud’s contemporary, Carl Jung (Jung & Kerenyi, 1963). A little girl experiences the Electra complex in which she develops an attraction for her father but realizes that she cannot compete with her mother and so gives up that affection and learns to become more like her mother. This is not without some regret, however. Freud believed that the girl feels inferior because she does not have a penis (experiences “penis envy”). But she must resign herself to the fact that she is female and will just have to learn her inferior role in society as a female.  However, if she does not resolve this conflict successfully, she may have a weak sense of femininity and grow up to be a “castrating female” who tries to compete with men in the workplace or in other areas of life. The formation of the superego takes place during the dissolution of the Oedipus and Electra complex.

During middle childhood (6-11), the child enters the latency stage, focusing their attention outside the family and toward friendships. The biological drives are temporarily quieted (latent) and the child can direct attention to a larger world of friends. If the child is able to make friends, they will gain a sense of confidence. If not, the child may continue to be a loner or shy away from others, even as an adult.

The final stage of psychosexual development is referred to as the genital stage. From adolescence throughout adulthood, a person is preoccupied with sex and reproduction. The adolescent experiences rising hormone levels and the sex drive and hunger drives become very strong. Ideally, the adolescent will rely on the ego to help think logically through these urges without taking actions that might be damaging. An adolescent might learn to redirect their sexual urges into a safer activity such as running, for example. Quieting the id with the superego can lead to feeling overly self-conscious and guilty about these urges. Hopefully, it is the ego that is strengthened during this stage and the adolescent uses reason to manage urges.

Freud’s psychosexual development theory is quite controversial. To understand the origins of the theory, it is helpful to be familiar with the political, social, and cultural influences of Freud’s day in Vienna at the turn of the 20th century. During this era, a climate of sexual repression, combined with limited understanding and education surrounding human sexuality heavily influenced Freud’s perspective. Given that sex was a taboo topic, Freud assumed that negative emotional states (neuroses) stemmed from the suppression of unconscious sexual and aggressive urges. For Freud, his own recollections and interpretations of patients’ experiences and dreams were sufficient proof that psychosexual stages were universal events in early childhood.

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Defense mechanisms

Freud believed that feelings of anxiety result from the ego’s inability to mediate the conflict between the id and superego. When this happens, Freud believed that the ego seeks to restore balance through various protective measures known as defense mechanisms. When certain events, feelings, or yearnings cause anxiety, the individual wishes to reduce that anxiety. To do that, the individual’s unconscious mind uses ego defense mechanisms, unconscious protective behaviors that aim to reduce anxiety. The ego, usually conscious, resorts to unconscious strivings to protect the ego from being overwhelmed by anxiety. When we use defense mechanisms, we are unaware that we are using them. Further, they operate in various ways that distort reality. According to Freud, we all use ego defense mechanisms.

A chart defines eight defense mechanisms and gives an example of each. “Denial” is defined as “Refusing to accept real events because they are unpleasant.” The example given is “Kaila refuses to admit she has an alcohol problem although she is unable to go a single day without drinking excessively.” “Displacement” is defined as “Transferring inappropriate urges or behaviors onto a more acceptable or less threatening target.” The example given is “During lunch at a restaurant, Mark is angry at his older brother, but does not express it and instead is verbally abusive to the server.” “Projection” is defined as “Attributing unacceptable desires to others.” The example given is “Chris often cheats on her boyfriend because she suspects he is already cheating on her.” “Rationalization” is defined as “Justifying behaviors by substituting acceptable reasons for less-acceptable real reasons.” The example given is “Kim failed his history course because he did not study or attend class, but he told his roommates that he failed because the professor didn’t like him.” “Reaction Formation” is defined as “Reducing anxiety by adopting beliefs contrary to your own beliefs.” The example given is “Nadia is angry with her coworker Beth for always arriving late to work after a night of partying, but she is nice and agreeable to Beth and affirms the partying as cool.” “Regression” is defined as “Returning to coping strategies for less mature stages of development.” The example given is “After failing to pass his doctoral examinations, Giorgio spends days in bed cuddling his favorite childhood toy.” “Repression” is defined as “Supressing painful memories and thoughts.” The example given is “LaShea cannot remember her grandfather’s fatal heart attack, although she was present.” “Sublimation” is defined as “Redirecting unacceptable desires through socially acceptable channels.” The example given is “Jerome’s desire for revenge on the drunk driver who killed his son is channeled into a community support group for people who’ve lost loved ones to drunk driving.
Figure 5. Defense mechanisms are unconscious protective behaviors that work to reduce anxiety.

Defense mechanisms emerge to help a person distort reality so that the truth is less painful. Defense mechanisms include:

  • Denial—not accepting the truth or lying to oneself. Thoughts such as “it won’t happen to me” or “you’re not leaving” or “I don’t have a problem with alcohol” are examples.
  • Displacement—taking out frustrations on a safer target. A person who is angry at a boss may take out their frustration at others when driving home or at a spouse upon arrival. 
  • Projection—a defense mechanism in which a person attributes their unacceptable thoughts onto others. If someone is frightened, for example, they accuse someone else of being afraid.
  • Rationalization—a defense mechanism proposed by Anna Freud (Freud’s daughter who continued in her father’s path of psychoanalysis). Rationalization involves a cognitive distortion of “the facts” to make an event or an impulse less threatening. We often do it on a fairly conscious level when we provide ourselves with excuses.
  • Reaction formation—a defense mechanism in which a person outwardly opposes something they inwardly desire, but that they find unacceptable. An example of this might be someone who dislikes or fears people of another race acting overly nice to people of that race.
  • Regression—going back to a time when the world felt like a safer place, perhaps reverting to one’s childhood behaviors.
  • Repression—to push the painful thoughts out of consciousness (in other words, think about something else).
  • Sublimation—transforming unacceptable urges into more socially acceptable behaviors. For example, a teenager who experiences strong sexual urges uses exercise to redirect those urges into more socially acceptable behavior.

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This video explains more about each of the defense mechanisms.

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Assessing the Psychodynamic Perspective

Originating in the work of Sigmund Freud, the psychodynamic perspective emphasizes unconscious psychological processes (for example, wishes and fears of which we’re not fully aware), and contends that childhood experiences are crucial in shaping adult personality. When reading Freud’s theories, it is important to remember that he was a medical doctor, not a psychologist. There was no such thing as a degree in psychology at the time that he received his education, which can help us understand some of the controversies over his theories today. However, Freud was the first to systematically study and theorize the workings of the unconscious mind in the manner that we associate with modern psychology. The psychodynamic perspective has evolved considerably since Freud’s time, encompassing all the theories in psychology that see human functioning based upon the interaction of conscious and unconscious drives and forces within the person, and between the different structures of the personality (id, ego, superego).

Freud’s theory has been heavily criticized for several reasons. One is that it is very difficult to test scientifically. How can parenting in infancy be traced to personality in adulthood? Are there other variables that might better explain development? Because psychodynamic theories are difficult to prove wrong, evaluating those theories, in general, is difficult in that we cannot make definite predictions about a given individual’s behavior using the theories. The theory is also considered to be sexist in suggesting that women who do not accept an inferior position in society are somehow psychologically flawed. Freud focused on the darker side of human nature and suggested that much of what determines our actions is unknown to us. Others make the criticism that the psychodynamic approach is too deterministic, relating to the idea that all events, including human action, are ultimately determined by causes regarded as external to the will, thereby leaving little room for the idea of free will.[1]

Freud’s work has been extremely influential, and its impact extends far beyond psychology (several years ago Time magazine selected Freud as one of the most important thinkers of the 20th century). Freud’s work has been not only influential but quite controversial as well. As you might imagine, when Freud suggested in 1900 that much of our behavior is determined by psychological forces of which we’re largely unaware—that we literally don’t know what’s going on in our own minds—people were (to put it mildly) displeased (Freud, 1900/1953a). When he suggested in 1905 that we humans have strong sexual feelings from a very early age and that some of these sexual feelings are directed toward our parents, people were more than displeased—they were outraged (Freud, 1905/1953b). Few theories in psychology have evoked such strong reactions from other professionals and members of the public.

So why do we study Freud? As mentioned above, despite the criticisms, Freud’s assumptions about the importance of early childhood experiences in shaping our psychological selves have found their way into child development, education, and parenting practices. Freud’s theory has heuristic value in providing a framework from which to elaborate and modify subsequent theories of development. Many later theories, particularly behaviorism and humanism, were challenges to Freud’s views. Controversy notwithstanding, no competent psychologist, or student of psychology, can ignore psychodynamic theory. It is simply too important for psychological science and practice and continues to play an important role in a wide variety of disciplines within and outside psychology (for example, developmental psychology, social psychology, sociology, and neuroscience; see Bornstein, 2005, 2006; Solms & Turnbull, 2011).

Psychosocial Theory

Profile photo of an old Erik Erikson
Figure 6. Erik Erikson.

Erikson’s Psychosocial Theory

Now, let’s turn to a less controversial psychodynamic theorist, the father of developmental psychology, Erik Erikson (1902-1994). Erikson was a student of Freud’s and expanded on his theory of psychosexual development by emphasizing the importance of culture in parenting practices and motivations and adding three stages of adult development (Erikson, 1950; 1968).

Background

As an art school dropout with an uncertain future, young Erik Erikson met Freud’s daughter, Anna Freud, while he was tutoring the children of an American couple undergoing psychoanalysis in Vienna. It was Anna Freud who encouraged Erikson to study psychoanalysis. Erikson received his diploma from the Vienna Psychoanalytic Institute in 1933, and as Nazism spread across Europe, he fled the country and immigrated to the United States that same year. Erikson later proposed a psychosocial theory of development, suggesting that an individual’s personality develops throughout the lifespan—a departure from Freud’s view that personality is fixed in early life. In his theory, Erikson emphasized the social relationships that are important at each stage of personality development, in contrast to Freud’s emphasis on erogenous zones. Erikson identified eight stages, each of which includes a conflict or developmental task. The development of a healthy personality and a sense of competence depend on the successful completion of each task.

Psychosocial Stages of Development

Erikson believed that we are aware of what motivates us throughout life and that the ego has greater importance in guiding our actions than does the id. We make conscious choices in life, and these choices focus on meeting certain social and cultural needs rather than purely biological ones. Humans are motivated, for instance, by the need to feel that the world is a trustworthy place, that we are capable individuals, that we can make a contribution to society, and that we have lived a meaningful life. These are all psychosocial problems.

Erikson’s theory is based on what he calls the epigenetic principle, encompassing the notion that we develop through an unfolding of our personality in predetermined stages, and that our environment and surrounding culture influence how we progress through these stages. This biological unfolding in relation to our socio-cultural settings is done in stages of psychosocial development, where “progress through each stage is in part determined by our success, or lack of success, in all the previous stages.”[2]

Erikson described eight stages, each with a major psychosocial task to accomplish or crisis to overcome. Erikson believed that our personality continues to take shape throughout our life span as we face these challenges. We will discuss each of these stages in greater detail when we discuss each of these life stages throughout the course. Here is an overview of each stage:

  1. Trust vs. Mistrust (Hope)—From birth to 12 months of age, infants must learn that adults can be trusted. This occurs when adults meet a child’s basic needs for survival. Infants are dependent upon their caregivers, so caregivers who are responsive and sensitive to their infant’s needs help their baby to develop a sense of trust; their baby will see the world as a safe, predictable place. Unresponsive caregivers who do not meet their baby’s needs can engender feelings of anxiety, fear, and mistrust; their baby may see the world as unpredictable. If infants are treated cruelly or their needs are not met appropriately, they will likely grow up with a sense of mistrust for people in the world.
  2. Autonomy vs. Shame (Will)—As toddlers (ages 1–3 years) begin to explore their world, they learn that they can control their actions and act on their environment to get results. They begin to show clear preferences for certain elements of the environment, such as food, toys, and clothing. A toddler’s main task is to resolve the issue of autonomy vs. shame and doubt by working to establish independence. This is the “me do it” stage. For example, we might observe a budding sense of autonomy in a 2-year-old child who wants to choose her clothes and dress herself. Although her outfits might not be appropriate for the situation, her input in such basic decisions has an effect on her sense of independence. If denied the opportunity to act on her environment, she may begin to doubt her abilities, which could lead to low self-esteem and feelings of shame.
  3. Initiative vs. Guilt (Purpose)—Once children reach the preschool stage (ages 3–6 years), they are capable of initiating activities and asserting control over their world through social interactions and play. According to Erikson, preschool children must resolve the task of initiative vs. guilt. By learning to plan and achieve goals while interacting with others, preschool children can master this task. Initiative, a sense of ambition and responsibility, occurs when parents allow a child to explore within limits and then support the child’s choice. These children will develop self-confidence and feel a sense of purpose. Those who are unsuccessful at this stage—with their initiative misfiring or stifled by over-controlling parents—may develop feelings of guilt.
  4. Industry vs. Inferiority (Competence)—During the elementary school stage (ages 7–12), children face the task of industry vs. inferiority. Children begin to compare themselves with their peers to see how they measure up. They either develop a sense of pride and accomplishment in their schoolwork, sports, social activities, and family life, or they feel inferior and inadequate because they feel that they don’t measure up. If children do not learn to get along with others or have negative experiences at home or with peers, an inferiority complex might develop into adolescence and adulthood.
  5. Identity vs. Role Confusion (Fidelity)—In adolescence (ages 12–18), children face the task of identity vs. role confusion. According to Erikson, an adolescent’s main task is developing a sense of self. Adolescents struggle with questions such as “Who am I?” and “What do I want to do with my life?” Along the way, most adolescents try on many different selves to see which ones fit; they explore various roles and ideas, set goals, and attempt to discover their adult selves. Adolescents who are successful at this stage have a strong sense of identity and are able to remain true to their beliefs and values in the face of problems and other people’s perspectives. When adolescents are apathetic, do not make a conscious search for identity, or are pressured to conform to their parents’ ideas for the future, they may develop a weak sense of self and experience role confusion. They will be unsure of their identity and confused about the future. Teenagers who struggle to adopt a positive role will likely struggle to find themselves as adults.
  6. Intimacy vs. Isolation (Love)—People in early adulthood (20s through early 40s) are concerned with intimacy vs. isolation. After we have developed a sense of self in adolescence, we are ready to share our life with others. However, if other stages have not been successfully resolved, young adults may have trouble developing and maintaining successful relationships with others. Erikson said that we must have a strong sense of self before we can develop successful intimate relationships. Adults who do not develop a positive self-concept in adolescence may experience feelings of loneliness and emotional isolation.
  7. Generativity vs. Stagnation (Care)—When people reach their 40s, they enter the time known as middle adulthood, which extends to the mid-60s. The social task of middle adulthood is generativity vs. stagnation. Generativity involves finding your life’s work and contributing to the development of others through activities such as volunteering, mentoring, and raising children. During this stage, middle-aged adults begin contributing to the next generation, often through caring for others; they also engage in meaningful and productive work which contributes positively to society. Those who do not master this task may experience stagnation and feel as though they are not leaving a mark on the world in a meaningful way; they may have little connection with others and little interest in productivity and self-improvement.
  8. Integrity vs. Despair (Wisdom)—From the mid-60s to the end of life, we are in the period of development known as late adulthood. Erikson’s task at this stage is called integrity vs. despair. He said that people in late adulthood reflect on their lives and feel either a sense of satisfaction or a sense of failure. People who feel proud of their accomplishments feel a sense of integrity, and they can look back on their lives with few regrets. However, people who are not successful at this stage may feel as if their life has been wasted. They focus on what “would have,” “should have,” and “could have” been. They may face the end of their lives with feelings of bitterness, depression, and despair.
 Erikson’s Psychosocial Stages of Development
Stage Approximate Age (years) Virtue: Developmental Task Description
1 0–1 Hope: Trust vs. Mistrust  Trust (or mistrust) that basic needs, such as nourishment and affection, will be met
2 1–3 Will: Autonomy vs. Shame  Sense of independence in many tasks develops
3 3–6 Purpose: Initiative vs. Guilt  Take initiative on some activities, may develop guilt when success not met or boundaries overstepped
4 7–11 Competence: Industry vs. Inferiority  Develop self-confidence in abilities when competent or sense of inferiority when not
5 12–18 Fidelity: Identity vs. Role Confusion  Experiment with and develop identity and roles
6 19–39 Love: Intimacy vs. Isolation  Establish intimacy and relationships with others
7 40–64 Care: Generativity vs. Stagnation
Contribute to society and be part of a family
8 65+ Wisdom: Integrity vs. Despair  Assess and make sense of life and meaning of contributions

Strengths and weaknesses of Erikson’s theory

Erikson’s eight stages form a foundation for discussions on emotional and social development during the lifespan. Keep in mind, however, that these stages or crises can occur more than once or at different times of life. For instance, a person may struggle with a lack of trust beyond infancy. Erikson’s theory has been criticized for focusing so heavily on stages and assuming that the completion of one stage is prerequisite for the next crisis of development. His theory also focuses on the social expectations that are found in certain cultures, but not in all. For instance, the idea that adolescence is a time of searching for identity might translate well in the middle-class culture of the United States, but not as well in cultures where the transition into adulthood coincides with puberty through rites of passage and where adult roles offer fewer choices.

By and large, Erikson’s view that development continues throughout the lifespan is very significant and has received great recognition. However, like Freud’s theory, it has been criticized for focusing on more men than women and also for its vagueness, making it difficult to test rigorously.

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Erikson’s Stages for Infants and Toddlers

Trust vs. mistrust

Erikson maintained that the first year to year and a half of life involves the establishment of a sense of trust. Infants are dependent and must rely on others to meet their basic physical needs as well as their needs for stimulation and comfort. A caregiver who consistently meets these needs instills a sense of trust or the belief that the world is a safe and trustworthy place. The caregiver should not worry about overindulging a child’s need for comfort, contact, or stimulation. This view is in sharp contrast with the Freudian view that a parent who overindulges the infant by allowing them to suck too long or be picked up too frequently will be spoiled or become fixated at the oral stage of development.

messy toddler girl covered with fingerpaint.
Figure 4. Exploring the environment allows the toddler to develop a sense of autonomy and independence.

Consider the implications for establishing trust if a caregiver is unavailable or is upset and ill-prepared to care for a child, or if a child is born prematurely, is unwanted, or has physical problems that could make them less desirable to a parent. However, keep in mind that children can also exhibit strong resiliency to harsh circumstances. Resiliency can be attributed to certain personality factors, such as an easy-going temperament and receiving support from others. A positive and strong support group can help a parent and child build a strong foundation by offering assistance and positive attitudes toward the newborn and parent.

Autonomy vs. shame and doubt

As the child begins to walk and talk, an interest in independence or autonomy replaces their concern for trust. The toddler tests the limits of what can be touched, said, and explored. Erikson believed that toddlers should be allowed to explore their environment as freely as safety allows and, in doing so, will develop a sense of independence that will later grow to self-esteem, initiative, and overall confidence. If a caregiver is overly anxious about the toddler’s actions for fear that the child will get hurt or violate others’ expectations, the caregiver can give the child the message that they should be ashamed of their behavior and instill a sense of doubt in their abilities. Parenting advice based on these ideas would be to keep your toddler safe, but let them learn by doing. A sense of pride seems to rely on doing rather than being told how capable one is (Berger, 2005).

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Psychodynamic and Psychosocial Theories of Early Childhood

Freud’s Theory 

Children pass through two stages of Freud’s theory during early childhood: stage 2 (anal stage) and stage 3 (phallic stage).

The anal stage begins around 18 months of age and lasts until the child is three years old. During the anal stage, Freud believed that the libido source shifted from the mouth (in stage 1) to the anus. The child, then, receives pleasure from defecating. The child, at this point, understands that they have some amount of control over their lives, including control of when and where they defecate. This can set-up difficulties in potty training. What matters, in terms of Freud’s theory, is how the parent handles difficulties in potty training. Parental reactions during potty training may set-up their child to react in one of two ways: (1) parents who are harsh or who ridicule the child for mistakes may have children who stubbornly hold on to their feces in an effort to not have an accident – these children may become anal retentive or (2) parents who are too easy going may have a child who reacts by purposefully making a mess – these children may become anal expulsive. Adults who are anal retentive tend to be stubborn, very neat, rigid, and stingy. Adults who are anal expulsive tend to be messy, wasteful, and harsh.

Link to Learning: Toilet TRaining

To the relief of most parents, there is very little evidence to suggest that Freud was right about fixations caused during the anal stage, mainly because the theory itself would be very difficult to test. Nevertheless, parents worry about toilet training, and whether they will be able to guide their children through the process unscathed. Kidshealth.org has a good web page on to potty training that may help parents worried about toilet training.

The phallic stage of psychosexual development occurs from ages three to six. According to Freud, during the phallic stage, the child develops an attraction to the opposite sex parent, which is called the Oedipus Complex for boys and the Electra Complex for girls. When the child recognizes that the opposite sex parent is unavailable, the child learns to model their own behavior after the same-sex parent. The child develops their own sense of masculinity or femininity from this resolution. According to Freud, a person who does not exhibit gender appropriate behavior, such as a woman who competes with men for jobs or a man who lacks self-assurance and dominance, has not successfully completed this stage of development. Consequently, such a person continues to struggle with his or her own gender identity.

Chodorow, a neo-Freudian, believed that mothering promotes gender stereotypic behavior. Mothers push their sons away too soon and direct their attention toward problem-solving and independence. As a result, sons grow up confident in their own abilities but uncomfortable with intimacy. Girls are kept dependent too long and are given unnecessary and even unwelcome assistance from their mothers. Girls learn to underestimate their abilities and lack assertiveness but feel comfortable with intimacy.

Both of these models assume that early childhood experiences result in lifelong gender self-concepts. However, gender socialization is a process that continues throughout life. Children, teens, and adults refine and can modify their sense of self, based on gender.

Another important part of Freud’s phallic stage is that during this time the child is learning right from wrong through the process of introjection. Remember that according to Kohlberg, the child during this time is developing a sense of morality. According to Freud, this is occurring through the process of introjection which occurs as children incorporate values from others into their value set. Freud theorized about parental introjection, where children learn that parents seem pleased by certain behaviors (and so want to do those behaviors more to get rewards and love) and displeased by other behaviors (and so want to do those behaviors less to avoid punishment and loss of love). Today, modern psychoanalytic theorists recognize the place of others and society in introjection. Societal introjection is becoming more and more important as more children go to daycare, as we are more surrounded by technology and advertising, and as we travel more.

Social Development: The Importance of Play

The development of play is an important milestone in early childhood. Play holds a crucial role in providing a safe, caring, protective, confidential, and containing space where children can recreate themselves and their experiences through an exploratory process (Winnicott, 1942; Erikson, 1963). During this stage, pretend play is a great way for children to express their thoughts, emotions, fears, and anxieties. Early childhood play can be understood by observing the elements of fantasy, organization, and comfort. Fantasy, the process of make-believe, is an essential behavior the child engages in during pretend play; organization helps the child to structure pretend play into a story and to utilize cause-and-effect thinking; and comfort is used to assess the ease and pleasure in the engagement in play.[3]

As children progress through the stage of early childhood, they also progress through several stages of non-social and social play. Stages of play is a theory and classification of participation in play developed by Mildred Parten Newhall in 1929. Parten observed American children at free play. She recognized six different types of play:

  • Unoccupied play – when the child is not playing, just observing. A child may be standing in one spot or performing random movements.
  • Solitary (independent) play – when the child is alone and maintains focus on their activity. Such a child is uninterested in or is unaware of what others are doing. More common in young children (age 2–3) as opposed to older ones.
  • Onlooker play  – when the child watches others at play but does not engage in it. The child may engage in forms of social interaction, such as conversation about the play, without actually joining in the activity. This type of activity is also more common in younger children.
  • Parallel play (adjacent play) – when the child plays separately from others but close to them and mimicking their actions. This type of play is seen as a transitory stage from a socially immature solitary and onlooker type of play, to a more socially mature associative and cooperative type of play.
  • Associative play – when the child is interested in the people playing but not in coordinating their activities with those people, or when there is no organized activity at all. There is a substantial amount of interaction involved, but the activities are not in sync.
  • Cooperative play – when a child is interested both in the people playing and in the activity they are doing. In cooperative play, the activity is organized, and participants have assigned roles. There is also increased self-identification with a group, and a group identity may emerge. This is more common toward the end of the early childhood stage. Examples would be dramatic play activities with roles, like playing school, or a game with rules, such as freeze tag.

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Erikson: Initiative vs. Guilt

While Erik Erikson was very influenced by Freud, he believed that the relationships that people have, not psychosexual stages, are what influence personality development. At the beginning of early childhood, the child is still in the autonomy versus shame and doubt stage (stage 2).

By age three, the child begins stage 3: initiative versus guilt. The trust and autonomy of previous stages develop into a desire to take initiative or to think of ideas and initiate action. Children are curious at this age and start to ask questions so that they can learn about the world. Parents should try to answer those questions without making the child feel like a burden or implying that the child’s question is not worth asking.

These children are also beginning to use their imagination (remember what we learned when we discussed Piaget!). Children may want to build a fort with the cushions from the living room couch, open a lemonade stand in the driveway, or make a zoo with their stuffed animals and issue tickets to those who want to come. Another way that children may express autonomy is in wanting to get themselves ready for bed without any assistance. To reinforce taking initiative, caregivers should offer praise for the child’s efforts and avoid being overly critical of messes or mistakes. Soggy washrags and toothpaste left in the sink pale in comparison to the smiling face of a five-year-old emerging from the bathroom with clean teeth and pajamas!

That said, it is important that the parent does their best to kindly guide the child to the right actions. Remember that according to Freud and Kohlberg, children are developing a sense of morality during this time. Erikson agrees. If the child does leave those soggy washrags in the sink, have the child help clean them up. It is possible that the child will not be happy with helping to clean, and the child may even become aggressive or angry, but it is important to remember that the child is still learning how to navigate their world. They are trying to build a sense of autonomy, and they may not react well when they are asked to do something that they had not planned. Parents should be aware of this, and try to be understanding, but also firm. Guilt for a situation where a child did not do their best allows a child to understand their responsibilities and helps the child learn to exercise self-control (remember the marshmallow test). The goal is to find a balance between initiative and guilt, not a free-for-all where the parent allows the child to do anything they want to. The parent must guide the child if they are to have a successful resolution in this stage.

watch it

Movies, television, and media, in general, provide many examples of psychosocial development. The movie clips in this video demonstrate Erikson’s third stage of development, initiative versus guilt. What other examples can you think of to demonstrate young children developing a sense of autonomy?

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Psychodynamic and Psychosocial Theories of Middle Childhood

Now let’s turn our attention to concerns related to social development, self-concept, the world of friendships, and family life. During middle childhood, children are likely to show more independence from their parents and family, think more about the future, understand more about their place in the world, pay more attention to friendships, and want to be accepted by their peers.

Freud’s Psychosexual Development: The Latency Stage

Remember that Freud’s theory of psychosexual development suggests that children develop their personality through a series of psychosexual stages. In each stage, the erogenous zone is the source of the libidinal energy. So far we have seen the oral stage (ages birth – 18 months), the anal stage (ages 18 months – 3 years), and the phallic stage (ages 3 years – 6 years).

Freud’s fourth stage of psychosexual development is the latency stage. This stage begins around age 6 and lasts until puberty. In the latency stage, children are actually doing very little psychosexual developing according to Freud. Where pleasure and development occurred through erogenous zones in the first 3 stages, in the latency stage all pleasure from erogenous zones is repressed. In other words, it is latent—hence the stage’s name. Freud believed that in the latency stage all development and stimulation come from secondary sources since the erogenous forces are repressed. These secondary sources can include education, forming various social relationships, and hobbies.

Erikson’s Psychosocial Development: Industry vs. Inferiority

As we have seen in previous modules, Erikson believes that children’s greatest source of personality development comes from their social relationships. So far, we have seen 3 psychosocial stages: trust versus mistrust (ages birth – 18 months), autonomy versus shame and doubt (ages 18 months – 3 years), and initiative versus guilt (ages 3 years – around 6 years).

According to Erikson, children in middle childhood are very busy or industrious. They are constantly doing, planning, playing, getting together with friends, and achieving. This is a very active time and a time when they are gaining a sense of how they measure up when compared with friends. Erikson believed that if these industrious children view themselves as successful in their endeavors, they will get a sense of competence for future challenges. If instead, a child feels that they are not measuring up to their peers, feelings of inferiority and self-doubt will develop. These feelings of inferiority can, according to Erikson, lead to an inferiority complex that lasts into adulthood.

To help children have a successful resolution in this stage, they should be encouraged to explore their abilities. They should be given authentic feedback as well. Failure is not necessarily a horrible thing according to Erikson. Indeed, failure is a type of feedback which may help a child form a sense of modesty. A balance of competence and modesty is ideal for creating a sense of competence in the child.

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Self-Concept

Children in middle childhood have a more realistic sense of self than do those in early childhood. That exaggerated sense of self as “biggest” or “smartest” or “tallest” gives way to an understanding of one’s strengths and weaknesses. This can be attributed to greater experience in comparing one’s own performance with that of others and to greater cognitive flexibility. A child’s self-concept can be influenced by peers, family, teachers, and the messages they send about a child’s worth. Contemporary children also receive messages from the media about how they should look and act.  Movies, music videos, the internet, and advertisers can all create cultural images of what is desirable or undesirable and this too can influence a child’s self-concept.

Tweens

The pre-adolescent, or tween, age range of roughly 9-12 is a major force in the marketing world. This group has a spending power of $200 billion,[4] and are primarily targeted as consumers of media, clothing, and products that make them look “cool” and feel independent. This market came under heavy fire a few years ago for being overly sexualized, which led to the creation of a task for by the American Psychological Association to learn more—their findings and recommendations to reduce this problem can be accessed here.

Glossary

anal stage:
the stage of development when children are learning to control impulses; coincides with toddlerhood and toileting

autonomy vs. shame and doubt:
Erikson’s second crisis of psychosocial development, during which toddlers strive to gain a sense of self-rule over their actions and their bodies

defense mechanisms:
psychological strategies that are unconsciously used to protect a person from anxiety arising from unacceptable thoughts or feelings

ego:
the part of the self that helps balance the id and superego by satisfying the id’s desires in a rational way

eight stages of psychosocial development:
Erikson’s stages of trust vs. mistrust, autonomy vs. shame/doubt, initiative vs. guilt, industry vs. inferiority, identity vs. role confusion, intimacy vs. isolation, generativity vs. stagnation, and integrity vs. despair

gender:
a term that refers to social or cultural distinctions of behaviors that are considered male or female

gender identity:
the way that one thinks about gender and self-identifies, can be female, male, or genderqueer

genital stage:
the final stage of psychosexual development when individuals develop sexual interests; begins in adolescence and lasts throughout adulthood

id:
the part of the self that is biologically-driven, includes our instincts and drives, and wants immediate gratification

introjection:
a process Freud described where children incorporate values from others into their value set

latency stage:
the fourth stage of psychosexual development, spanning middle childhood, during which sexual development and sexual impulses are dormant

neurosis:
a tendency to experience negative emotions

oral stage:
the first stage of psychosexual development when infants needs are met primarily through oral gratification

phallic stage:
the third stage of psychosexual development, spanning the ages of 3 to 6 years, when the young child’s libido (desire) centers upon their genitalia as the erogenous zone

psychodynamic perspective:
the perspective that behavior is motivated by inner forces, memories, and conflicts that are generally beyond people’s awareness and control

psychosexual stages:
Freud’s oral, anal, phallic, latency, and genital stages

psychosocial theory:
the theory that emphasizes the social relationships that are important at each stage of personality development

superego:
the part of the self that acts as our conscience, telling us how we should behave

theory:
a well-developed set of ideas that propose an explanation for observed phenomena that can be used to make predictions about future observations

trust vs. mistrust:
Erikson’s first crisis of psychosocial development, during which infants learn basic trust if the world is a secure place where their needs (food, comfort, attention) are met


  1. The Generative Society: Caring for Future Generations – January 1, 2004 by Ed De St Aubin (Author), Ed St Aubin (Editor), Henry Wade Rogers Professor of Psychology and Chair of the Psychology Department Dan P McAdams PhD (Editor), Tae-Chang Kim (Editor)
  2. Erikson, Erik (1968). Identity: Youth and Crisis. Chapter 3: W.W. Norton and Company. p. 92.
  3. Salcuni Silvia, Di Riso Daniela, Mabilia Diana, Lis Adriana (2017). "Psychotherapy with a 3-Year-Old Child: The Role of Play in the Unfolding Process". Frontiers in Psychology. Retrieved from https://www.frontiersin.org/articles/10.3389/fpsyg.2016.02021/full
  4. Pearson, Bryan. My (Kid's) Generation: 5 Ways Today's Tweens Are Changing Retail. Forbes. Retrieved from https://www.forbes.com/sites/bryanpearson/2016/04/14/my-kids-generation-5-ways-todays-tweens-are-changing-retail/#1011b2dd42ef
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